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SEC Audit Services

An SEC audit is a way for the SEC audit committee to ensure that firms comply with the rules and regulations it has set forth. Regular audits are a routine event in the investment business. An SEC audit is considered to be almost inevitable for any investment adviser from a publicly traded company. We use our understanding of audit procedures and your business to help you move ahead with your business decisions.

The SD Mayer Advantage

SD Mayer is a PCAOB registered firm that provides a range of SEC audit compliance related services to public companies, including tax advisory services, financial audit services and filings for public companies. We are extremely responsive to our clients’ changing needs by keeping up with the latest technical and regulatory compliance requirements.  SD Mayer is an experienced firm that proactively helps our clients safely navigate today’s challenging financial environment.SEC audit specfic services, include:
  • IPOs, 10-K, 10-Q and 11-K filings
  • SEC registration statements
  • SEC audit requirements
  • SEC compliance and communications
  • Risk assessment services
  • Sarbanes–Oxley compliance
  • Stock incentives and options
  • Transfer pricing & goodwill calculations
  • Reverse mergers, IPO assistance & going private

Why SD Mayer

With a focus on applying technology and a fresh way of thinking to each client engagement, SD Mayer is transforming the nature of client service in the accounting industry. For our business clients, we are your trusted advisor, providing actionable insights to solve today’s business issues and strategize for future growth. For our individual clients, we focus on helping you achieve financial security through estate planning, investment guidance, insurance and tax planning, and retirement planning. Whatever life stage you or your business are in, SD Mayer will have your back as your trusted advisor.

The Team

Chris Cardwell, CPA
Partner, Audit
Jeff Wendt
Assurance Supervisor
Kevin Wang, CPA
Audit Senior
Kelly Hsu
Junior Audit Associate
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