EMPLOYEE BENEFIT PLAN AUDIT

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The Department of Labor (DOL) requires an annual employee benefit plan audit with 100 or more eligible participants. This includes pension plan audits, 401k audits and 403b audits, Employee Stock Ownership Plans (ESOPs), defined contribution plans and health and welfare benefit plans. While time-consuming, the annual audit is an important safeguard against fraud and abuse. With proper analysis, the audit can also help you more effectively and efficiently manage your employee benefit plan.

The SD Mayer Advantage

Our focus is to ensure that the employee benefit plan audit is performed in an effective and efficient manner consistent with the Generally Accepted Accounting Standards (GAAP). We work with a variety of clients, from small- to medium-sized businesses to publicly-traded companies across the U.S. Your plan will benefit from our extensive network of administrators, attorneys and asset managers. Our approach includes:

  • Risk-Focused Analysis: Feedback by considering the risk inherent in those processes and the controls that should be in place to manage them.

  • Efficient, Effective Employee Benefit Plan Audit: Focuses on your processes and the potential risks that could create roadblocks.

  • Value-Added Service: Feedback and guidance on best practices and industry trends as we perform our audit.

  • 403B, 401K Audit Optimization With Technology: Effortless communication between your staff and ours, using state-of-the-art cloud software.

Why SD Mayer

With a focus on applying technology and a fresh way of thinking to each client engagement, SD Mayer is transforming the nature of client service in the accounting industry. For our business clients, we are your trusted advisor, providing actionable insights to solve today’s business issues and strategize for future growth. For our individual clients, we focus on helping you achieve financial security through estate planning, investment guidance, insurance and tax planning, and retirement planning. Whatever life stage you or your business are in, SD Mayer will have your back as your trusted advisor.

The Team

Chris Cardwell, CPA
Partner, Audit
Jeff Wendt
Assurance Supervisor
Kevin Wang
Staff Accountant
Evan Pace, CPA
Audit Associate
Carlos Mariona
Staff Accountant
Kelly Hsu
Junior Audit Associate
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